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Updated: Mar 24 2025

Lumbar Adjacent Segment Disease

Images
https://upload.orthobullets.com/topic/423240/images/333d8a3b-f87d-4584-84ca-afec384814c5_spinalosteotomies.jpg
  • Summary
    • Lumbar adjacent segment degeneration (ASD) is a common condition caused by increased mechanical stress and altered biomechanics at adjacent segments following lumbar fusion surgery, leading to progressive disc degeneration, facet arthropathy, and spinal instability.
    • The condition typically presents in adults and elderly patients with progressive low back pain, radicular symptoms, neurogenic claudication, and potential segmental instability.
    • Treatment typically follows a conservative course initially with physical therapy, oral medication, and selective nerve root injections. In refractory cases, spinal fusion with or without revision of prior levels is indicated.
  • Epidemiology
    • Incidence
      • radiographic ASD with incidence of 36% - 84%
      • ASD requiring surgery with incidence of 0% - 24%
      • bimodal incidence
        • early ASD likely due to surgical or biomechanical factors
        • late ASD likely due to natural course of disease
    • Demographics
      • typically affects patients >50 years old
      • slight male predominance
    • Location
      • cranial or caudal levels to prior fusion
      • progressive degeneration of intervertebral disc, spondylosis, and facet arthropathy
        • can lead to lateral recess, neuroforaminal, and spinal stenosis
    • Risk factors
      • prior lumbar fusion surgery
        • loss of lumbar lordosis (PI-LL mismatch)
          • biomechanical studies demonstrate that PI-LL mismatch > 15 degrees significantly increases shear stress at adjacent levels
        • high pelvic incidence
        • poor sagittal balance
        • injury to adjacent segment facet joint during index surgery
      • host factors
        • age
        • obesity
        • smoking
        • pre-existing degenerated disc at the adjacent level
        • high postoperative demand
  • Etiology
    • Pathophysiology
      • increased stress and strain at the adjacent motion segment leading to advanced degeneration
        • increased facet loading and disc pressure
      • pathoanatomy
        • age related disc dehydration
        • annular tears
        • facet hypertrophy
        • ligamentum flavum hypertrophy
      • cell biology
        • increased inflammatory mediators leading to accelerated degeneration
          • IL-1
          • TNF-a
          • MMPs
    • Genetics
      • multifactorial inheritance pattern
      • potential involvement of MMPs, COL9A2, COL11A1
    • Associated conditions
      • medical
        • osteoarthritis
        • osteoporosis
      • orthopaedic
        • adult spinal deformity
        • neurogenic claudication
        • radiculopathy
  • Classification
    • No formal classification of thoracolumbar adjacent segment disease
    • Can classify based on etiology
      • Etiology 
      • Degenerative
      • Degenerative disc disease; spondylosis
      • Neurologic
      • Herniated nucleus pulposus; stenosis
      • Instability
      • Spondylolisthesis; rotatory subluxation
      • Deformity
      • Scoliosis; kyphosis
      • Complex
      • Fracture; infection
      • Combined
      • Variable combined
    • Can classify based on symptomatology
      • Radiographic versus Symptomatic Adjacent Segment
      • Adjacent segment degeneration
      • Radiographic evidence of adjacent segment degeneration without symptoms
      • Adjacent segment disease
      • Radiographic evidence of adjacent segment degeneration with symptoms, including axial back pain, radicular symptoms, neurologic symptoms
  • Presentation
    • History
      • History of lumbar arthrodesis procedure
      • New or worsening symptoms at adjacent neurologic levels
    • Symptoms
      • common symptoms
        • low back pain
        • radiculopathy
        • neurogenic claudication
      • rare symptoms
        • cauda equina syndrome
    • Physical exam
      • inspection
        • postural imbalance
        • prior approaches
      • range motion
        • restricted flexion or extension
      • neurologic
        • numbness or weakness
        • diminished reflexes
        • critical to correlate clinical exam with imaging findings
  • Imaging
    • Radiographs
      • recommended views
        • upright scoliosis full spine series
        • lumbar flexion and extension radiographs
      • findings
        • disc space narrowing
        • osteophytes
        • endplate sclerosis
        • static or dynamic instability on flexion-extension radiographs
    • CT
      • indications
        • indicated to determine if prior lumbar fusion was successful
        • rule out pseudoarthrosis
    • MRI
      • indications
        • indicated with progressive or worsening symptoms in the setting of prior lumbar fusion
      • findings
        • spinal stenosis
        • foraminal stenosis
        • ligamentum flavum hypertrophy, facet arthropathy
        • facet effusion
          • large facet effusions highly predictive of degenerative spondylolisthesis at L4-L5
  • Studies
    • Labs
      • ESR/CRP
        • rule out infection if suspected
    • EMG/NCS
      • indicated if unclear neurologic symptoms
      • identify the neurologic level of nerve root compression
        • correlate with imaging findings
  • Differential
    • Adjacent segment degeneration/disease
    • Pseudoarthrosis
    • Proximal junctional kyphosis/acquired adult spinal deformity
  • Treatment
    • Nonoperative
      • observation +/- physical therapy
        • indications
          • adjacent segment degeneration without significant symptoms
          • must rule out pseudoarthrosis, incomplete prior decompression, sagittal imbalance
        • outcomes
          • the natural course leads to progressive radiographic degeneration
          • not all adjacent segment degeneration yields symptoms
    • Operative
      • extension of lumbar fusion to affected levels
        • indications
          • isolated adjacent segment disease with segmental instability
          • good sagittal balance parameters from prior lumbar fusion
          • no residual stenosis at prior instrumented levels
        • techniques
          • posterior decompression and instrumented fusion
            • can utilize rod connectors to link construct to prior instrumentation
          • interbody fusion
            • anterior, lateral, oblique, transforaminal, posterior approaches
            • some advocate for minimally invasive techniques involving indirect decompression and restoration of disk height through lateral interbody fusion
      • revision of prior lumbar fusion with corrective osteotomy
        • indications
          • poor sagittal balance
          • flat back syndrome
          • proximal junctional kyphosis
        • techniques
          • posterior column (Smith-Peterson) osteotomy
          • pedicle subtraction osteotomy (PSO)
          • vertebral subtraction osteotomy (VSO)
        • goals
          • PI = LL +/- 9 degrees
            • traditional teaching
          • LL < 45 degrees - TK - PI
          • T4-L1PA mismatch = 0 degrees
          • L1PA = PI x 0.5 - 21 degrees
            • risk of mechanical failure reduced when L1PA = PI x 0.5 - (19 +/- 2 degrees) and T4-L1 pelvic angle mismatch within -3 and 1 degrees
        • outcomes
          • high complication rate with PSO and VSO
  • Techniques
    • ALIF
      • approach
        • anterior approach to lumbar spine
          • can be performed by an approach surgeon
          • more technically difficult for L3-L4 and L4-L5 levels than L5-S1 due to proximity of great vessels
        • anterior longitudinal ligament incised to access the intervertebral disc
      • technique
        • disc is removed and endplates prepped to remove cartilage
        • interbody cage filled with bone graft or bone substitute and impacted, achieving lordotic correction
        • can be performed in isolation or followed by posterior decompression and/or instrumentation
      • outcomes
        • able to get a greater lordotic correction than TLIF
    • Lateral interbody fusion
      • approach
        • minimally invasive approach
        • blunt dissection anterior to psoas muscle and posterior to retroperitoneum
        • lumbar plexus at risk (runs along psoas muscle)
      • technique
        • once correct level confirmed, annulotomy performed, and meticulous disc preparation performed
        • interbody cage placed with bone graft or bone substitute
    • TLIF
      • approach
        • posterolateral approach to lumbar spine
          • minimally invasive technique through Wiltse paramedian incisions
          • Open technique through midline incision
        • access the intervertebral disc through Kambin's triangle
          • superior endplate caudal
          • exiting nerve root cranial
          • traversing nerve root medial
      • technique
        • meticulous disc preparation and vertebral disc removal
        • unilateral or bilateral TLIF cage insertion
    • Corrective Osteotomy
      • Smith-Peterson osteotomy (SPO)
        • indications
          • mild-moderate sagittal imbalance
          • correction of up to 10 degrees per osteotomy level
          • no previous interbody fusion at that level
        • techniques
          • posterior column resection
          • can combine with interbody fusion techniques to help hold correction
      • pedicle subtraction osteotomy (PSO)
        • indications
          • severe sagittal imbalance
          • correction of 30 degrees in lumbar spine
          • required if previous interbody fusion
        • technique
          • resect pedicle and wedge of the vertebral body
          • utilize pedicle screws above and below to achieve correction
        • complications
          • high blood loss
          • pseudoarthrosis
          • proximal junctional kyphosis
      • vertebral column resection (VCR)
        • indications
          • severe sagittal imbalance
          • required correction of up to 45 degrees
  • Complications
    • Postoperative Anemia, Blood Loss
    • Infection
    • Nerve Injury
    • Pseudoarthrosis
    • Proximal Junctional Kyphosis
    • Progression of ASD
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